Track Record
Results That Speak for Themselves.
Every number below represents a real investor who was wronged — and made whole. We don't settle for less than what our clients deserve.
$50M+
Recovered for Investors
500+
Cases Handled
25+
Years of Experience
95%
Success Rate
Notable Recoveries
Selected Case Results
$2,800,000
FINRA Arbitration Award
Recovery for a retired couple whose broker placed their entire retirement savings into unsuitable, high-risk private placements without disclosing the risks or conflicts of interest.
$1,450,000
Settlement
Settlement on behalf of a physician investor whose broker churned his account over three years, generating excessive commissions while destroying the portfolio's value.
$975,000
FINRA Arbitration Award
Award for a widow whose financial advisor recommended a series of variable annuities that were wholly unsuitable for her age, income, and investment objectives.
$3,200,000
Settlement
Multi-claimant settlement against a national brokerage firm that systematically sold unregistered securities to retail investors through a network of independent brokers.
$620,000
FINRA Arbitration Award
Recovery for a small business owner whose broker overconcentrated his IRA in a single sector, ignoring repeated requests for diversification and causing catastrophic losses.
$1,100,000
Settlement
Settlement for a retired teacher whose advisor recommended leveraged ETFs and margin trading in a conservative account, resulting in losses that wiped out decades of savings.
$850,000
FINRA Arbitration Award
Award against a broker-dealer whose registered representative engaged in unauthorized trading and misappropriation of client funds over a two-year period.
$490,000
Settlement
Recovery for a family that lost a significant portion of their inheritance to a Ponzi scheme promoted by a licensed financial advisor through his independent broker-dealer.
$2,100,000
FINRA Arbitration Award
Award for a group of investors who were sold interests in a fraudulent oil and gas program by a broker who failed to conduct adequate due diligence.
Past results do not guarantee future outcomes. Each case is unique and must be evaluated on its own facts. Results shown are representative of notable recoveries and may not reflect the typical result.
Think You Have a Claim?
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